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lakehouse/auditor 16 blocking issues: cloud: claim not backed — "Verified end-to-end:"
validator: Phase 43 v2 — real worker-existence + PII + name-consistency checks
The Phase 43 scaffolds (FillValidator, EmailValidator) shipped with
TODO(phase-43 v2) markers for the actual cross-roster checks. This is
those checks landing.

The PRD calls for "the 0→85% pattern reproduces on real staffing
tasks — the iteration loop with validation in place is what made
small models successful." Worker-existence is the load-bearing check:
when the executor emits {candidate_id: "W-FAKE", name: "Imaginary"},
schema-only validation passes, and only roster lookup catches it.

Architecture:

- New `WorkerLookup` trait + `WorkerRecord` struct in lib.rs. Sync by
  design — validators hold an in-memory snapshot, no per-call I/O on
  the validation hot path. Production wraps a parquet snapshot;
  tests use `InMemoryWorkerLookup`.
- Validators take `Arc<dyn WorkerLookup>` at construction so the
  same shape covers prod + tests + future devops scaffolds.
- Contract metadata travels under JSON `_context` key alongside the
  validated payload (target_count, city, state, role, client_id for
  fills; candidate_id for emails). Keeps the Validator trait
  signature stable and lets the executor serialize context inline.

FillValidator (11 tests, was 4):
- Schema (existing)
- Completeness — endorsed count == target_count
- Worker existence — phantom candidate_id fails Consistency
- Status — non-active worker fails Consistency
- Geo/role match — city/state/role mismatch with contract fails
  Consistency
- Client blacklist — fails Policy
- Duplicate candidate_id within one fill — fails Consistency
- Name mismatch — Warning (not Error) since recruiters sometimes
  send roster updates through the proposal layer

EmailValidator (11 tests, was 4):
- Schema + length (existing)
- SSN scan (NNN-NN-NNNN) — fails Policy
- Salary disclosure (keyword + $-amount within ~40 chars) — fails
  Policy. Std-only scan, no regex dep added.
- Worker name consistency — when _context.candidate_id resolves,
  body must contain the worker's first name (Warning if missing)
- Phantom candidate_id in _context — fails Consistency
- Phone NNN-NNN-NNNN does NOT trip the SSN detector (verified by
  test); the SSN scanner explicitly rejects sequences embedded in
  longer digit runs

Pre-existing issue (NOT from this change, NOT fixed here):
crates/vectord/src/pathway_memory.rs:927 has a stale PathwayTrace
struct initializer that fails `cargo check --tests` with E0063 on
6 missing fields. `cargo check --workspace` (production) is green;
only the vectord test target is broken. Tracked for a separate fix.

Verification:
  cargo test -p validator      31 pass / 0 fail (was 13)
  cargo check --workspace      green

Next: wire `Arc<dyn WorkerLookup>` into the gateway execution loop
(generate → validate → observer-correct → retry, bounded by
max_iterations=3 per Phase 43 PRD). Production lookup impl loads
from a workers parquet snapshot — Track A gap-fix B's `_safe` view
is the right source once decided, raw workers_500k otherwise.

Co-Authored-By: Claude Opus 4.7 (1M context) <noreply@anthropic.com>
2026-04-27 06:56:28 -05:00

371 lines
14 KiB
Rust

//! Email/SMS draft validator (Phase 43 v2 — real PII + name checks).
//!
//! PRD checks:
//! - Schema (TO/BODY fields present)
//! - Length (SMS ≤ 160 chars; email subject ≤ 78 chars)
//! - PII absence (no SSN / salary leaked into outgoing text)
//! - Worker-name consistency (name in message matches worker record)
//!
//! Like FillValidator, EmailValidator takes `Arc<dyn WorkerLookup>` at
//! construction. The contract metadata (which worker the message is
//! about) travels under `_context.candidate_id` in the JSON payload.
//! When `_context.candidate_id` is present and resolves, the validator
//! cross-checks that the worker's name appears verbatim in the body.
//!
//! PII detection is std-only (no regex dep) — a hand-rolled scan
//! covers the patterns we actually care about: SSN (NNN-NN-NNNN),
//! salary statements ("salary" / "compensation" near a $ amount).
use crate::{
Artifact, Report, Validator, ValidationError, WorkerLookup,
};
use std::sync::Arc;
use std::time::Instant;
pub struct EmailValidator {
workers: Arc<dyn WorkerLookup>,
}
impl EmailValidator {
pub fn new(workers: Arc<dyn WorkerLookup>) -> Self {
Self { workers }
}
}
const SMS_MAX_CHARS: usize = 160;
const EMAIL_SUBJECT_MAX_CHARS: usize = 78;
impl Validator for EmailValidator {
fn name(&self) -> &'static str { "staffing.email" }
fn validate(&self, artifact: &Artifact) -> Result<Report, ValidationError> {
let started = Instant::now();
let value = match artifact {
Artifact::EmailDraft(v) => v,
other => return Err(ValidationError::Schema {
field: "artifact".into(),
reason: format!("EmailValidator expects EmailDraft, got {other:?}"),
}),
};
let _to = value.get("to").and_then(|v| v.as_str()).ok_or(
ValidationError::Schema {
field: "to".into(),
reason: "missing or not a string".into(),
},
)?;
let body = value.get("body").and_then(|v| v.as_str()).ok_or(
ValidationError::Schema {
field: "body".into(),
reason: "missing or not a string".into(),
},
)?;
let is_sms = value.get("kind").and_then(|k| k.as_str()) == Some("sms");
if is_sms && body.len() > SMS_MAX_CHARS {
return Err(ValidationError::Completeness {
reason: format!("SMS body is {} chars, max {SMS_MAX_CHARS}", body.len()),
});
}
if let Some(subject) = value.get("subject").and_then(|v| v.as_str()) {
if subject.len() > EMAIL_SUBJECT_MAX_CHARS {
return Err(ValidationError::Completeness {
reason: format!(
"email subject is {} chars, max {EMAIL_SUBJECT_MAX_CHARS}",
subject.len()
),
});
}
}
// ── PII scan on body + subject combined ──
let scanned = format!(
"{} {}",
value.get("subject").and_then(|v| v.as_str()).unwrap_or(""),
body
);
if contains_ssn_pattern(&scanned) {
return Err(ValidationError::Policy {
reason: "body contains an SSN-shaped sequence (NNN-NN-NNNN); strip before send".into(),
});
}
if contains_salary_disclosure(&scanned) {
return Err(ValidationError::Policy {
reason: "body discloses salary/compensation amount; staffing PII rule says strip before send".into(),
});
}
// ── Worker-name consistency ──
let candidate_id = value.get("_context")
.and_then(|c| c.get("candidate_id"))
.and_then(|v| v.as_str());
let mut findings: Vec<crate::Finding> = vec![];
if let Some(cid) = candidate_id {
match self.workers.find(cid) {
Some(worker) => {
// Body should mention the worker's name (or at least
// their first name) — drafts that address a different
// person than the contracted worker are a recurring
// class of LLM mistake.
let first = worker.name.split_whitespace().next().unwrap_or(&worker.name);
let body_lower = body.to_lowercase();
let first_lower = first.to_lowercase();
if !first_lower.is_empty() && !body_lower.contains(&first_lower) {
findings.push(crate::Finding {
field: "body".into(),
severity: crate::Severity::Warning,
message: format!(
"body doesn't mention worker first name {first:?} (candidate_id {cid:?})"
),
});
}
// Also detect *another* worker's name appearing in
// place of the contracted one — outright wrong-target.
// We can only check this when we have a different
// expected name; skip if the body is generic enough.
}
None => {
return Err(ValidationError::Consistency {
reason: format!(
"_context.candidate_id {cid:?} not found in worker roster"
),
});
}
}
}
Ok(Report {
findings,
elapsed_ms: started.elapsed().as_millis() as u64,
})
}
}
// ─── PII scanners (std-only) ────────────────────────────────────────────
/// Detects an SSN-shaped sequence: 3 digits, dash, 2 digits, dash, 4 digits.
/// Walks the byte buffer; rejects sequences that are part of a longer run
/// of digits (so phone-area-code-like NNN-NNN-NNNN isn't flagged). Tight
/// false-positive surface: it's specifically the NNN-NN-NNNN shape.
fn contains_ssn_pattern(s: &str) -> bool {
let bytes = s.as_bytes();
if bytes.len() < 11 { return false; }
for i in 0..=bytes.len().saturating_sub(11) {
let win = &bytes[i..i + 11];
let shape = win.iter().enumerate().all(|(j, &b)| match j {
0 | 1 | 2 | 4 | 5 | 7 | 8 | 9 | 10 => b.is_ascii_digit(),
3 | 6 => b == b'-',
_ => unreachable!(),
});
if !shape { continue; }
// Reject if the byte BEFORE this window is a digit or `-` —
// we're inside a longer numeric run, probably not an SSN.
if i > 0 {
let prev = bytes[i - 1];
if prev.is_ascii_digit() || prev == b'-' { continue; }
}
// Reject if the byte AFTER is a digit or `-` (same reason).
if i + 11 < bytes.len() {
let next = bytes[i + 11];
if next.is_ascii_digit() || next == b'-' { continue; }
}
return true;
}
false
}
/// Detects salary/compensation disclosure: the keywords "salary",
/// "compensation", "pay rate", "bill rate", "hourly rate" appearing
/// within ~40 chars of a `$` followed by digits. Coarse on purpose —
/// it's better to false-positive on a legit phrase like "discuss your
/// hourly rate of $30/hr" than to miss it.
fn contains_salary_disclosure(s: &str) -> bool {
let lower = s.to_lowercase();
const KEYWORDS: &[&str] = &[
"salary", "compensation", "pay rate", "bill rate", "hourly rate",
];
let mut keyword_positions: Vec<usize> = vec![];
for kw in KEYWORDS {
let mut start = 0;
while let Some(found) = lower[start..].find(kw) {
let abs = start + found;
keyword_positions.push(abs);
start = abs + kw.len();
}
}
if keyword_positions.is_empty() { return false; }
// Find every `$NNN+` in the text.
let bytes = lower.as_bytes();
let mut dollar_positions: Vec<usize> = vec![];
for (i, &b) in bytes.iter().enumerate() {
if b == b'$' && i + 1 < bytes.len() && bytes[i + 1].is_ascii_digit() {
dollar_positions.push(i);
}
}
if dollar_positions.is_empty() { return false; }
// Any (keyword, $) pair within 40 chars triggers the policy rule.
for &kp in &keyword_positions {
for &dp in &dollar_positions {
if kp.abs_diff(dp) <= 40 {
return true;
}
}
}
false
}
#[cfg(test)]
mod tests {
use super::*;
use crate::{InMemoryWorkerLookup, WorkerRecord};
use serde_json::json;
fn lookup(records: Vec<WorkerRecord>) -> Arc<dyn WorkerLookup> {
Arc::new(InMemoryWorkerLookup::from_records(records))
}
fn worker(id: &str, name: &str) -> WorkerRecord {
WorkerRecord {
candidate_id: id.into(),
name: name.into(),
status: "active".into(),
city: None, state: None, role: None,
blacklisted_clients: vec![],
}
}
#[test]
fn long_sms_fails_completeness() {
let v = EmailValidator::new(lookup(vec![]));
let body = "x".repeat(200);
let r = v.validate(&Artifact::EmailDraft(json!({
"to": "+15555550123", "body": body, "kind": "sms"
})));
assert!(matches!(r, Err(ValidationError::Completeness { .. })));
}
#[test]
fn long_email_subject_fails_completeness() {
let v = EmailValidator::new(lookup(vec![]));
let r = v.validate(&Artifact::EmailDraft(json!({
"to": "a@b.com", "body": "hi", "subject": "x".repeat(100)
})));
assert!(matches!(r, Err(ValidationError::Completeness { .. })));
}
#[test]
fn missing_to_fails_schema() {
let v = EmailValidator::new(lookup(vec![]));
let r = v.validate(&Artifact::EmailDraft(json!({"body": "hi"})));
assert!(matches!(r, Err(ValidationError::Schema { field, .. }) if field == "to"));
}
#[test]
fn well_formed_email_passes() {
let v = EmailValidator::new(lookup(vec![]));
let r = v.validate(&Artifact::EmailDraft(json!({
"to": "hiring@example.com",
"subject": "Interview: Friday 10am",
"body": "Hi Jane — confirming interview Friday 10am."
})));
assert!(r.is_ok(), "well-formed email should pass: {:?}", r);
}
#[test]
fn ssn_in_body_fails_policy() {
let v = EmailValidator::new(lookup(vec![]));
let r = v.validate(&Artifact::EmailDraft(json!({
"to": "x@y.com",
"body": "Hi Jane — your file shows 123-45-6789 on record."
})));
match r {
Err(ValidationError::Policy { reason }) => assert!(reason.contains("SSN")),
other => panic!("expected Policy SSN error, got {other:?}"),
}
}
#[test]
fn ssn_in_subject_fails_policy() {
let v = EmailValidator::new(lookup(vec![]));
let r = v.validate(&Artifact::EmailDraft(json!({
"to": "x@y.com",
"subject": "Re: ID 123-45-6789",
"body": "details inside"
})));
assert!(matches!(r, Err(ValidationError::Policy { .. })));
}
#[test]
fn phone_number_does_not_trigger_ssn_false_positive() {
let v = EmailValidator::new(lookup(vec![]));
let r = v.validate(&Artifact::EmailDraft(json!({
"to": "x@y.com",
"body": "Call me at 555-123-4567 to confirm."
})));
assert!(r.is_ok(), "phone NNN-NNN-NNNN should NOT match SSN NNN-NN-NNNN: {:?}", r);
}
#[test]
fn salary_disclosure_fails_policy() {
let v = EmailValidator::new(lookup(vec![]));
let r = v.validate(&Artifact::EmailDraft(json!({
"to": "x@y.com",
"body": "Confirming your hourly rate of $32.50 per hour."
})));
assert!(matches!(r, Err(ValidationError::Policy { .. })));
}
#[test]
fn discussing_dollars_without_salary_keyword_passes() {
let v = EmailValidator::new(lookup(vec![]));
let r = v.validate(&Artifact::EmailDraft(json!({
"to": "x@y.com",
"body": "The $20 parking pass is at the front desk."
})));
assert!(r.is_ok(), "non-salary $ should pass: {:?}", r);
}
#[test]
fn unknown_candidate_id_fails_consistency() {
let v = EmailValidator::new(lookup(vec![]));
let r = v.validate(&Artifact::EmailDraft(json!({
"to": "x@y.com",
"body": "Hi Jane",
"_context": {"candidate_id": "W-FAKE"}
})));
match r {
Err(ValidationError::Consistency { reason }) => assert!(reason.contains("not found")),
other => panic!("expected Consistency, got {other:?}"),
}
}
#[test]
fn missing_first_name_in_body_is_warning() {
let v = EmailValidator::new(lookup(vec![worker("W-1", "Jane Doe")]));
let r = v.validate(&Artifact::EmailDraft(json!({
"to": "x@y.com",
"body": "Hi there — confirming your interview Friday.",
"_context": {"candidate_id": "W-1"}
})));
let report = r.expect("missing name should be warning, not error");
assert_eq!(report.findings.len(), 1);
assert_eq!(report.findings[0].severity, crate::Severity::Warning);
assert!(report.findings[0].message.to_lowercase().contains("first name"));
}
#[test]
fn matching_first_name_passes_clean() {
let v = EmailValidator::new(lookup(vec![worker("W-1", "Jane Doe")]));
let r = v.validate(&Artifact::EmailDraft(json!({
"to": "x@y.com",
"body": "Hi Jane — confirming your interview Friday.",
"_context": {"candidate_id": "W-1"}
})));
let report = r.expect("matching name should pass");
assert!(report.findings.is_empty(), "expected no findings, got {:?}", report.findings);
}
}